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清华大学学报(自然科学版)  2019, Vol. 59 Issue (7): 551-557    DOI: 10.16511/j.cnki.qhdxxb.2019.21.017
  环境科学与工程 本期目录 | 过刊浏览 | 高级检索 |
中国锂离子电池回收技术知识产权分析
吕峥1, 宋佳丽2,3, 孙峙2, 曹宏斌2
1. 国家发展和改革委员会 资源节约和环境保护司, 北京 100824;
2. 中国科学院过程工程研究所 环境技术与工程研究部, 北京 100190;
3. 国家知识产权局专利局 专利审查协作四川中心, 成都 610213
Intellectual property analysis of lithium-ion battery recycling methods in China
LÜ Zheng1, SONG Jiali2,3, SUN Zhi2, CAO Hongbin2
1. National Development and Reform Committee, Beijing 100824, China;
2. Division of Environment Technology and Engineering, Institute of Process Engineering, Beijing 100190, China;
3. Patent Examination Cooperation Sichuan Center of the Patent Office, State Intellectual Property Office, Chengdu 610213, China
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摘要 结合中国废旧锂离子电池行业现状,采用知识产权分析方法对中国废旧锂离子电池资源回收技术发展趋势、核心技术区域、关键技术领域、主要技术发明人情况等进行了系统分析,并归纳总结了锂离子电池资源回收的核心技术要点,梳理出当前锂离子电池回收过程的技术路线分布状况。结果表明:近3年来,伴随着环保政策要求,锂离子电池回收专利文献数量进入了快速增长时期,专利年申请量已突破200件;技术分布于电气/冶金/化学/环保等领域,具有很强的学科领域交叉特性;申请机构中企业的高占比说明该技术的研究具有很强的工业应用价值。随着国家环保方面的政策日益完善和资源需求逐年提升,基于回收技术仍有较大进步空间,可以预测废旧锂离子电池的回收专利量会保持较大的上升趋势。产业政策、特别是污染防治规范与标准等将对相关技术研究与应用提供重要支撑。
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关键词 锂离子电池专利回收技术路线产业政策    
Abstract:This study investigated the intellectual property concerns related to recycling spent lithium-ion batteries in China. This report summarizes the technical development trends, main regional distribution networks, critical technical fields, core technical points, and the core applicants. The results show that in the past 3 years, the number of patents related to lithium-ion battery recycling has increased rapidly to over 200 patents/a. There are many cross-disciplinary patents with many patents focused on the electrical components, metallurgy, chemistry, and environmental effects. The main applicants are not just limited to universities and research institutes, but also include a large number of companies since this research has significant industrial value. The stronger national environmental requirements and the increasing demand for resources is leading to many improvements in recycling methods as indicated by the increasing number of patents. Industrial policies, especially pollution prevention and control standards, provide important incentives for further research and for the development of improved recycling methods.
Key wordslithium-ion batteries    patent    recycling    technical roadmap    industrial policy
收稿日期: 2019-02-07      出版日期: 2019-06-21
基金资助:国家科技部重点专项(2017YFB0403300/2017YFB043305);
通讯作者: 孙峙,研究员,E-mail:sunzhi@ipe.ac.cn     E-mail: sunzhi@ipe.ac.cn
引用本文:   
吕峥, 宋佳丽, 孙峙, 曹宏斌. 中国锂离子电池回收技术知识产权分析[J]. 清华大学学报(自然科学版), 2019, 59(7): 551-557.
LÜ Zheng, SONG Jiali, SUN Zhi, CAO Hongbin. Intellectual property analysis of lithium-ion battery recycling methods in China. Journal of Tsinghua University(Science and Technology), 2019, 59(7): 551-557.
链接本文:  
http://jst.tsinghuajournals.com/CN/10.16511/j.cnki.qhdxxb.2019.21.017  或          http://jst.tsinghuajournals.com/CN/Y2019/V59/I7/551
  图1 当前锂离子电池回收技术要点归纳
  表1 主要技术领域专利统计
  图2 锂离子电池回收相关专利申请件数趋势变化
  图3 中国废锂离子电池资源回收技术领域趋势分析
  图4 专利聚类3-D聚类分析图
  表2 废锂离子电池回收技术知识产权分析表(基于中国知网专利库584件专利)
  表3 部分废旧动力锂离子电池回收相关政策
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