基于平稳子空间分析的核主成分分析在复杂非平稳过程监测中的应用

毛承智, 饶景之, 王璟德, 孙巍

清华大学学报(自然科学版) ›› 2026, Vol. 66 ›› Issue (2) : 268-276.

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清华大学学报(自然科学版) ›› 2026, Vol. 66 ›› Issue (2) : 268-276. DOI: 10.16511/j.cnki.qhdxxb.2025.21.048
过程系统工程

基于平稳子空间分析的核主成分分析在复杂非平稳过程监测中的应用

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Application of kernel principal component analysis based on stationary subspace analysis in the monitoring of complex non-stationary processes

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摘要

在现代化工过程中, 过程监测技术是确保化工生产安全、提高产品质量的重要技术。随着近年来分布式控制系统、物联网及数据存储等技术的不断融合与发展, 实时获取工业过程数据的能力大大提高, 因此基于数据驱动的过程监测方法逐渐成为过程监测的主要分支。然而, 实际工业过程往往会呈现明显的非平稳特性。与平稳过程相比, 非平稳过程变量的统计特征随时间发生变化, 使得传统的过程监测方法无法有效区分故障和正常的非平稳趋势。同时, 工业数据还呈现出非线性特征, 传统的过程监测方法难以提取复杂变量之间的非线性关系。因此, 该文提出了一种基于平稳子空间分析的核主成分分析方法, 先利用平稳子空间分析处理原始数据, 分离出平稳子空间, 再利用核主成分分析对平稳子空间进行非线性特征分析, 提高监测效果。该方法在连续催化重整工业案例上, 取得了良好的监测效果, 表现出了良好的综合性能。

Abstract

Objective: In modern chemical production, process monitoring is important for ensuring operational safety, improving product quality, and enhancing economic benefits. In recent years, the deep integration and widespread application of distributed control systems, the Internet of Things, and large-scale data storage infrastructure have significantly improved the capability to acquire industrial process data in real time. Within this context, data-driven process monitoring systems have gradually become a major branch of research in the chemical production field because they can operate without relying on mechanistic models and have strong capabilities for learning from historical data. However, practical industrial processes generally exhibit significant non-stationary characteristics. Unlike stationary processes, the statistical characteristics of non-stationary process variables change over time, making it difficult to effectively distinguish between actual process faults and normal non-stationary variations using traditional multivariate statistical process monitoring methods, such as principal component analysis (PCA). Consequently, the rate of false alarms increases, the fault detection sensitivity declines, and the reliability and accuracy of monitoring systems are severely affected. Furthermore, complex physicochemical reactions and production equipment result in nonlinear relationships among process variables, which further complicates process monitoring. Conventional linear methods are inadequate for capturing the complex nonlinear interactions between variables, result ing in unsatisfactory performance of models and monitoring systems. Methods: To address these challenges, an integrated process monitoring method that combines stationary subspace analysis (SSA) with kernel principal component analysis (KPCA) is proposed in this study. First, SSA is used to process the original data, decomposing it into stationary and non-stationary subspaces. By extracting and retaining the stationary components, the approach effectively eliminates interference caused by non-stationary trends and supplies data with stable statistical characteristics for subsequent analysis. The processed stationary data are then input into the KPCA model. Using a kernel function, the data are implicitly mapped into a high-dimensional feature space, where linear PCA is performed, substantially enhancing the ability to capture complex nonlinear relationships. This monitoring strategy effectively overcomes the limitations of conventional methods in handling both non-stationarity and nonlinearity. The effectiveness of the proposed method was validated by application in an industrial case study involving continuous catalytic reforming. Results: SSA successfully separated the stationary source signals, providing an ideal input for KPCA, fully leveraging its advantages in nonlinear feature extraction. The proposed method achieved effective fault detection while maintaining a low false-alarm rate. Comparative experiments with traditional methods, such as PCA and cointegration analysis, further highlight the superiority of the proposed approach. Conclusions: Conventional methods are ineffective for handling the combined effects of non-stationarity and nonlinearity and thus exhibit limited fault identification capability and high false-alarm rates. In contrast, the proposed method maintains an extremely low false-alarm rate under normal operating conditions while enabling rapid and accurate alarms, significantly improving the precision and reliability of process monitoring, demonstrating superior overall monitoring performance. Such improvements in practical industrial applications can greatly reduce unnecessary production interventions and shutdowns caused by false alarms, avoiding substantial economic losses and providing reliable technical support for achieving safe, efficient, and stable production.

关键词

过程监测 / 核主成分分析 / 平稳子空间分析 / 非平稳特征 / 非线性特征

Key words

process monitoring / kernel principal component analysis / stationary subspace analysis / non-stationary characteristics / nonlinear characteristics

引用本文

导出引用
毛承智, 饶景之, 王璟德, . 基于平稳子空间分析的核主成分分析在复杂非平稳过程监测中的应用[J]. 清华大学学报(自然科学版). 2026, 66(2): 268-276 https://doi.org/10.16511/j.cnki.qhdxxb.2025.21.048
Chengzhi MAO, Jingzhi RAO, Jingde WANG, et al. Application of kernel principal component analysis based on stationary subspace analysis in the monitoring of complex non-stationary processes[J]. Journal of Tsinghua University(Science and Technology). 2026, 66(2): 268-276 https://doi.org/10.16511/j.cnki.qhdxxb.2025.21.048
中图分类号: TP206+.3   

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基金

国家自然科学基金面上项目(22278018)

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